Conducting regular risk assessments, compliance reviews, and audits to identify and address any compliance gaps or weaknesses.
Staying up-to-date with regulatory developments, industry trends, and emerging risks to ensure timely implementation of necessary changes and enhancements to the compliance program.
Providing expert advice and guidance on compliance-related matters to internal stakeholders.
Collaborating with various internal departments, such as legal, operations, risk management, and IT, to ensure compliance considerations are integrated into business processes, products, and services.
Developing and delivering compliance training programs to enhance staff awareness and understanding of compliance obligations.
Establishing and maintaining effective relationships with external regulatory bodies, industry associations, and other relevant stakeholders
Required Skills and Experience:
Has a minimum of 7 years of Compliance experience.
Has management experience.
Arabic Speaker is a preference
Has Compliance within the Middle-East
Has a strong understanding of local rules and regulations.
Has strong experience working in brokerage/trading firm or Investment bank, with product experience across equities, Commodities, CFD Forex etc..
Seniority Level:
Job Functions: Cybersecurity
Industries : Information Technology
